Critical · 7d
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Warning · 7d
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Watch · 7d
598
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Stream · 100 rows · latest 2026-10-21
| Date | Sev | Family | Event | Entity | Form | |
|---|---|---|---|---|---|---|
| 2026-10-21 | critical | Form D | Large raise | Sixth Street TAO Partners (G), L.P. | D/A ↗ | |
| 2026-10-21 | critical | Enforcement | SEC litigation release | Benjamin Conde | LR-26677 ↗ | |
| 2026-10-20 | critical | Form D | Large raise | Bridgepoint Europe VIII B SCSp | D/A ↗ | |
| 2026-10-20 | critical | Form D | Large raise | Bridgepoint Europe VIII A SCSp | D/A ↗ | |
| 2026-10-20 | critical | Enforcement | SEC litigation release | Siddhi Patel, as Administrator of the Estate of Chirayu Vijay Patel (Deceased) | LR-26676 ↗ | |
| 2026-10-20 | critical | Enforcement | SEC litigation release | Terrance P. Berland and David Michael Scalzo | LR-26675 ↗ | |
| 2026-10-19 | critical | Form D | New Form D filer | Global Infrastructure Partners Tonalli Fund, SCSp | D ↗ | |
| 2026-10-19 | critical | Form D | New Form D filer | Project Evergreen TopCo LP | D ↗ | |
| 2026-10-19 | critical | Form D | Large raise | Global Infrastructure Partners Tonalli Fund, SCSp | D ↗ | |
| 2026-10-19 | critical | Form D | Large raise | Project Evergreen TopCo LP | D ↗ | |
| 2026-10-19 | critical | Enforcement | SEC litigation release | Nihat Cardak | LR-26674 ↗ | |
| 2026-10-16 | critical | Form D | Large raise | Maverick Silicon Fund II, L.P. | D ↗ | |
| 2026-10-16 | critical | Form D | Large raise | Oaktree Direct Lending Evergreen Fund Feeder, L.P. | D/A ↗ | |
| 2026-10-16 | critical | Form D | New Form D filer | Ramp Business Corp | D ↗ | |
| 2026-10-16 | critical | Form D | New Form D filer | Maverick Silicon Fund II, L.P. | D ↗ | |
| 2026-10-16 | critical | Form D | Large raise | Oaktree Direct Lending Evergreen Fund, L.P. | D/A ↗ | |
| 2026-10-16 | critical | Form D | Large raise | Ramp Business Corp | D ↗ | |
| 2026-10-16 | critical | Form D | Large raise | Industry Ventures Secondary XI, L.P. | D/A ↗ | |
| 2026-10-15 | critical | Reg A | Non-reliance on financials (1-U Item 5) | Robert Ventures Holdings LLC | 1-U/A ↗ | |
| 2026-10-15 | critical | Form D | Large raise | Ares Pathfinder Core Fund, L.P. | D/A ↗ | |
| 2026-10-15 | critical | Enforcement | SEC administrative proceeding | Michael D. Williams | IA-7027 ↗ | |
| 2026-10-15 | critical | Enforcement | SEC administrative proceeding | Tai Mo Shan Limited | 34-106674 ↗ | |
| 2026-10-15 | critical | Enforcement | SEC administrative proceeding | Raymond Lawrence Lent (Dba the Putney Financial Group and Registered Investment Advisors) | 34-106673 ↗ | |
| 2026-10-14 | critical | Form D | New Form D filer | UPS Multi-Strategy Hedge Fund Ltd | D ↗ | |
| 2026-10-14 | critical | Form D | Large raise | UPS Multi-Strategy Hedge Fund Ltd | D ↗ | |
| 2026-10-14 | critical | Enforcement | SEC administrative proceeding | Stephen Kenneth Leech II | IA-7026 ↗ | |
| 2026-10-14 | critical | Enforcement | SEC administrative proceeding | Silver Star Properties REIT, Inc. | 34-106667 ↗ | |
| 2026-10-13 | critical | Form D | Large raise | Trace Holdings II LP | D/A ↗ | |
| 2026-10-13 | critical | Form D | Large raise | Thrivent White Rose Real Estate Fund VI, L.P. | D/A ↗ | |
| 2026-10-13 | critical | Form D | Large raise | Thrivent White Rose Fund XVI Fund of Funds, L.P. | D/A ↗ | |
| 2026-10-13 | critical | Enforcement | SEC litigation release | Matthew Brown and Matthew Brown Companies, LLC | LR-26673 ↗ | |
| 2026-10-13 | critical | Enforcement | SEC administrative proceeding | David Kushner | IA-7025 ↗ | |
| 2026-10-13 | critical | Enforcement | SEC administrative proceeding | Lawrence Billimek | IA-7024 ↗ | |
| 2026-10-13 | critical | Enforcement | SEC administrative proceeding | John Arthur Hanratty | 34-106650 ↗ | |
| 2026-10-13 | critical | Enforcement | SEC administrative proceeding | Nikola Corporation | 34-106645 ↗ | |
| 2026-10-09 | critical | Form D | Large raise | StepStone Secondary Opportunities Fund VI Europe, SCSp | D/A ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Princeton Equity Partners III, LP | D ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Princeton Equity Partners III-A, LP | D ↗ | |
| 2026-10-09 | critical | Form D | New Form D filer | Spectrum Equity XI-B, L.P. | D ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Blackstone Private Equity Strategies Fund L.P. | D/A ↗ | |
| 2026-10-09 | critical | Form D | New Form D filer | Spectrum Equity XI-C, L.P. | D ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Spectrum Equity XI-C, L.P. | D ↗ | |
| 2026-10-09 | critical | Form D | New Form D filer | Spectrum Equity XI-A, L.P. | D ↗ | |
| 2026-10-09 | critical | Form D | Large raise | MCCARTHY INVESTMENT COMPANY, LLC | D/A ↗ | |
| 2026-10-09 | critical | Form D | Large raise | StepStone Secondary Opportunities Fund VI Offshore, L.P. | D/A ↗ | |
| 2026-10-09 | critical | Form D | Large raise | StepStone Secondary Opportunities Fund VI, L.P. | D/A ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Spectrum Equity XI-A, L.P. | D ↗ | |
| 2026-10-09 | critical | Form D | New Form D filer | Princeton Equity Partners III-A, LP | D ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Blackstone Private Equity Strategies Fund (TE) L.P. | D/A ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Spectrum Equity XI-B, L.P. | D ↗ | |
| 2026-10-09 | critical | Form D | New Form D filer | Princeton Equity Partners III, LP | D ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Diffusion ONE, LP | D/A ↗ | |
| 2026-10-09 | critical | Enforcement | SEC litigation release | William Sarris and Joseph Endoso | LR-26672 ↗ | |
| 2026-10-09 | critical | Enforcement | SEC litigation release | Jeremiah Silkowski and SQN Capital Management LLC | LR-26671 ↗ | |
| 2026-10-09 | critical | Enforcement | SEC administrative proceeding | Jefferies LLC | 34-106641 ↗ | |
| 2026-10-08 | critical | Reg A | Bankruptcy or receivership (1-U Item 2) | American Hospitality Properties REIT, Inc. | 1-U ↗ | |
| 2026-10-08 | critical | Form D | Large raise | Aphias Capital Fund I, L.P. | D/A ↗ | |
| 2026-10-08 | critical | Reg A | Bankruptcy or receivership (1-U Item 2) | American Hospitality Properties REIT II, Inc. | 1-U ↗ | |
| 2026-10-08 | critical | Form D | Large raise | Aphias Capital Fund I-A, L.P. | D/A ↗ | |
| 2026-10-08 | critical | Enforcement | SEC litigation release | Francis Biller; Raymond Dove; Chester Alvarez; Troy Gran-Brooks; Justin Plaizier; Shredderz International Corp.; Edward Clarke; Lia Patricia Sepulveda Salazar; and Edward Lopez Giraldo | LR-26670 ↗ | |
| 2026-10-08 | critical | Enforcement | SEC litigation release | Darren J. Caris and Caris Investment Partners, Inc. | LR-26669 ↗ | |
| 2026-10-08 | critical | Enforcement | SEC administrative proceeding | Carlos Lopez, CPA | 34-106633 ↗ | |
| 2026-10-07 | critical | Enforcement | SEC litigation release | Robert D. Welsh and Caedrynn E. Conner | LR-26668 ↗ | |
| 2026-10-07 | critical | Enforcement | SEC litigation release | Kalder Inc. and Gökçe Güven | LR-26667 ↗ | |
| 2026-10-07 | critical | Enforcement | SEC litigation release | Himanshu Jindal a/k/a Manish Jindal | LR-26665 ↗ | |
| 2026-10-06 | critical | Form D | Large raise | GTCR Fund XV/B LP | D/A ↗ | |
| 2026-10-06 | critical | Form D | Large raise | GTCR Fund XV/A LP | D/A ↗ | |
| 2026-10-06 | critical | Form D | Large raise | GTCR Fund XV/C LP | D/A ↗ | |
| 2026-10-06 | critical | Form D | Large raise | GTCR Fund XV/D SCSp | D/A ↗ | |
| 2026-10-06 | critical | Enforcement | SEC litigation release | Stephen Kenneth Leech | LR-26666 ↗ | |
| 2026-10-05 | critical | Form D | Large raise | Coatue Innovative Strategies Fund iCapital Offshore Access Fund SPC | D/A ↗ | |
| 2026-10-05 | critical | Form D | Large raise | Advent Global Technology III-B SCSp | D/A ↗ | |
| 2026-10-05 | critical | Form D | Large raise | Disruptive Flagship Reservation Fund, LP | D/A ↗ | |
| 2026-10-05 | critical | Form D | Large raise | Advent Global Technology III SCSp | D/A ↗ | |
| 2026-10-05 | critical | Form D | Large raise | Advent Global Technology III-A SCSp | D/A ↗ | |
| 2026-10-02 | warning | Reg A | Auditor change (1-U Item 4) | AtomBeam Technologies Inc. | 1-U ↗ | |
| 2026-10-02 | critical | Enforcement | SEC litigation release | David Reichman et al. | LR-26664 ↗ | |
| 2026-10-02 | critical | Enforcement | SEC administrative proceeding | CityVest Capital Inc., CV Manager LLC, and Alan P. Donenfeld | IA-7021 ↗ | |
| 2026-10-02 | critical | Enforcement | SEC administrative proceeding | J.P. Morgan Securities LLC And JPMorgan Chase Bank, N.A. | 34-106569 ↗ | |
| 2026-10-01 | critical | Form D | Large raise | EVERVIEW PARTNERS REAL ESTATE FUND A, L.P. | D/A ↗ | |
| 2026-10-01 | critical | Form D | Large raise | Oaktree Special Situations Fund IV, L.P. | D/A ↗ | |
| 2026-10-01 | critical | Form D | Large raise | LS Power Fund VI Feeder 1, L.P. | D/A ↗ | |
| 2026-10-01 | critical | Form D | Large raise | Ares Core Infrastructure Fund | D/A ↗ | |
| 2026-10-01 | critical | Form D | Large raise | EVERVIEW PARTNERS REAL ESTATE FUND B, L.P. | D/A ↗ | |
| 2026-10-01 | critical | Enforcement | SEC litigation release | Thomas J. Moore, III | LR-26663 ↗ | |
| 2026-10-01 | critical | Enforcement | SEC administrative proceeding | Latch, Inc. | 33-11450 ↗ | |
| 2026-09-30 | critical | Form D | Large raise | PGIF V USD Feeder (Luxembourg) SCSp | D/A ↗ | |
| 2026-09-30 | critical | Form D | Large raise | Hudson Bay International Fund Ltd. | D/A ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Mukesh Asudani | LR-26662 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Robert Bernardi and Sunil Chandra | LR-26661 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Trevon Brown, Craig Grant, and Michael Noble | LR-26660 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Owen E.H. Meyer and Meyer Global Management LLC | LR-26659 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Christopher Kenji Dinelli a/k/a Kenji Dinelli and Jacob David Frankel a/k/a Kobi Frankel | LR-26658 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Travel + Leisure Co. | LR-26657 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Lamar D. Fletcher | LR-26656 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Eagle Bancorp, Inc. | 34-106555 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Trevon Brown | 34-106553 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Anthony Tyler Williams | 34-106544 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Michael Talento | 34-106543 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Michael Levi Peters | 34-106542 ↗ |
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Events are AltStreet's reading of consecutive filings on EDGAR and of the regulators' own listings. A Form D marks a raise already live; severity is descriptive, not a rating. Not investment advice.
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